Form SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

 

SPECIALIZED DISCLOSURE REPORT

 

 

 

 

LOGO

CHURCH & DWIGHT CO., INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   1-10585   13-4996950

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

500 Charles Ewing Boulevard, Ewing, NJ 08628

(Address of Principal Executive Offices) (Zip Code)

Patrick de Maynadier

Executive Vice President, General Counsel and Secretary

(609) 806-1200

(Name and telephone number, including area code, of the person to contact in connection with this report)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019

 

 

 


Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Church & Dwight Co., Inc. (the “Company”) has determined that certain “conflict minerals” (as defined in Section 1502(e)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010) are necessary to the functionality and/or production of certain products manufactured or contracted to be manufactured by the Company in 2019 (the “Covered Products”). Consequently, the Company conducted in good faith a reasonable country of origin inquiry regarding such necessary conflict minerals, reasonably designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”), or were from recycled or scrap sources. Based on its reasonable country of origin inquiry, the Company has determined that certain of the conflict minerals used in the Covered Products may have originated in the Covered Countries. Accordingly, as required by applicable rules, the Company also performed due diligence on the source and chain of custody of such conflict minerals as described more fully in the Conflict Minerals Report, which is filed herewith as Exhibit 1.01.

The Company is filing this Specialized Disclosure Report (Form SD), including the Conflict Minerals Report attached as Exhibit 1.01 hereto, for the calendar year ended December 31, 2019 to comply with Rule 13p-1 of the Securities Exchange Act of 1934, as amended.

A copy of this Form SD and the Conflict Minerals Report attached as an exhibit hereto are available at: http://investor.churchdwight.com/investors/financial-information/sec-filings. The Company’s website and the information accessible through it are not incorporated into this Form SD.

Item 1.02 Exhibit

The Company’s Conflict Minerals Report for calendar year 2019 is filed as Exhibit 1.01 to this Form SD and is incorporated herein by reference.

Section 2 – Exhibits

Item 2.01 – Exhibits

Exhibit 1.01 – Conflict Minerals Report of Church & Dwight Co., Inc.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

    CHURCH & DWIGHT CO., INC.
Date: June 1, 2020    

By:

 

 

/s/ Patrick de Maynadier

    Name:   Patrick de Maynadier
    Title:  

Executive Vice President,

General Counsel and Secretary

EX-1.01

Exhibit 1.01 to Form SD

Church & Dwight Co., Inc.

Conflict Minerals Report for the Reporting Period from January 1, 2019 to December 31, 2019

This Conflict Minerals Report (this “Report”) of Church & Dwight Co., Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2019 to December 31, 2019.

The Rule requires disclosure of certain information when a company manufactures, or contracts to manufacture, products and any of the minerals specified in the Rule are necessary to the functionality or production of such products. The specified minerals, which the Company collectively refers to in this Report as the “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite and certain of their derivatives. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola. As described in this Report, certain Conflict Minerals are necessary to the functionality or production of products that the Company contracts to manufacture.

This Report contains forward-looking statements that are made based on known events and circumstances at the time of this Report. Statements in this Report which express a belief, expectation or intention, as well as those that are not historical fact, are forward-looking statements, including statements related to the Company’s compliance efforts and expected actions identified in this Report, and those statements detailed under the heading “Future Improvements to Due Diligence Process.” These forward-looking statements are subject to various risks, uncertainties and other factors, including, among other matters, the Company’s customers’ requirements to use certain suppliers, the Company’s suppliers’ responsiveness and cooperation with the Company’s due diligence efforts, the Company’s ability to implement improvements in its conflict minerals program and the Company’s ability to identify and mitigate related risks in its supply chain. The Company undertakes no obligation to publicly update any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by the U.S. federal securities laws.

Description of the Company’s Products Covered by this Report

This Report relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of the product; and (ii) that were contracted to be manufactured by the Company during calendar year 2019.

These products, which are referred to in this Report collectively as the “Covered Products,” were identified by the Company’s internal global operations team, with input from the relevant component material vendors and contract manufacturers (collectively, “Suppliers”). The Covered Products identified are the following:

 

   

Battery-operated toothbrushes

 

   

Pregnancy test kits

 

   

Ovulation test kits

 

   

Vibrators

 

   

Water flossers

Approximately 12.0% of the Company’s consolidated net sales in 2019 were derived from the sale of Covered Products.


The Company’s RCOI and Due Diligence Process

The Company has in good faith conducted a reasonable country of origin inquiry regarding the Conflict Minerals. This country of origin inquiry was designed to determine whether any of the Conflict Minerals used in the Covered Products may have originated in the Covered Countries and/or whether any of such Conflict Minerals may be from recycled or scrap sources. The Company determined that certain of the Conflict Minerals used in the Covered Products may have originated in the Covered Countries. Accordingly, the Company also performed due diligence on the source and chain of custody of such Conflict Minerals. The Company’s due diligence measures have been designed to conform to the framework in the Organisation for Economic Co-Operation and Development Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Second Edition, including the related supplements on gold, tin, tantalum and tungsten (the “OECD Guidance”). The Company’s due diligence process was led by the Company’s Law Department with input from representatives of the Company’s global operations, who provided subject matter expertise and managed the relationships with the Suppliers of the Covered Products.

The Company has adopted a Conflict Minerals Policy supplementing its previously existing policies regarding social responsibility. A copy of the Company’s Conflict Minerals Policy is publicly available at: https://churchdwight.com/responsibility/conflict-minerals-policy.aspx.

In addition, the Company has taken steps across its entire supply chain to support conflict free sourcing of Conflict Minerals. For example, the Company’s form purchasing terms and conditions include a representation and warranty that the products supplied do not contain any Conflict Minerals sourced from any of the Covered Countries and a requirement that the Company be alerted should such representation change. The Company remains committed to ensuring that it is not sourcing Conflict Minerals that fund armed groups in the Covered Countries, and it expects all its suppliers to respect internationally recognized human rights, comply with all applicable laws and conduct their business ethically and responsibly. Any supplier found to be in violation is subject to corrective action potentially including termination of its business relationship with the Company.

As a “downstream company” in the metals supply chain, the Company is many tiers removed from smelters and refiners that process the metals found in its final products, and there may be many intervening third parties between the original sources of Conflict Minerals and the Company. The Company does not manufacture any of the Covered Products it sells, nor does it purchase Conflict Minerals directly from mines, smelters or refiners, so it must therefore rely on its immediate suppliers, with which it has business relationships, to provide information regarding the sourcing, including country of origin, of necessary Conflict Minerals in its products.

Accordingly, after having identified the relevant products, the Company, consistent with the OECD Guidance, requested that the Suppliers provide certifications (“Certifications”) confirming in writing that, either (i) the products did not contain Conflict Minerals or, (ii) if present in the product, such Conflict Minerals either (a) came from recycled or scrap sources, or (b) did not originate in the Covered Countries. The Company in turn, relied on its contract manufacturers to solicit responses from its sub-tier suppliers.

The Certifications received were reviewed for completeness and consistency of answers, and the Suppliers were required to provide corrections and clarifications where needed. For those Suppliers that provided incomplete information, or if further information was needed from a Supplier (for example, if the information received appeared incorrect), the Company requested further information/detail from such Suppliers. For those Suppliers that did not respond to the initial inquiry, the Company sent follow-up inquires to solicit their responses. In addition, the Company supplemented the responses received with information derived from alternate sources, including, but not limited to, e-mail communications and publicly available disclosures.

As of May 31, 2020, of the thirteen (13) Suppliers from which Certifications were requested:

 

   

Ten (10) Suppliers responded that either the products supplied did not contain Conflict Minerals or the Conflict Minerals did not originate in one of the Covered Countries;

 

   

Two (2) Suppliers (“Reporting Supplier 1” and “Reporting Supplier 2”) have publicly indicated that the products it supplies contained Conflict Minerals sourced from the Covered Countries (and not 100% from scrap or recycled sources); and


   

One (1) Supplier did not respond and/or did not provide sufficient information to properly report despite repeated requests.

Reporting Supplier 1, itself an SEC reporting company subject to the Rule, completed a Conflict Free Sourcing Initiative’s Conflict Minerals Reporting Template (CFSI CMRT) version 5.12 at the company level. The completed CFSI CMRT indicated that the Reporting Supplier was able to identify 100% of the smelters that it and its sub-tier suppliers used to manufacture all of Reporting Supplier 1’s products (including those not supplied to the Company). The specific smelters identified by Reporting Supplier 1 are set forth on Annex I attached hereto.

Reporting Supplier 2 completed a Conflict Free Sourcing Initiative’s Conflict Minerals Reporting Template (CFSI CMRT) version 5.12 at the company level. The completed CFSI CMRT indicated that the Reporting Supplier was able to identify 100% of the smelters that it and its sub-tier suppliers used to manufacture all of Reporting Supplier 2’s products (including those not supplied to the Company). The specific smelters identified by Reporting Supplier 2 are set forth on Annex II attached hereto.

Future Improvements to Due Diligence Process

The Company expects to continue to engage with its Suppliers to obtain current, accurate and complete information about their supply chain, including with respect to sub-tier suppliers, and to evaluate the Company’s due diligence measures to identify more efficient and effective means to obtain current, accurate and complete information about its supply chain. The Company will continue to refine its internal system to maintain and retrieve data from Suppliers regarding the products they supply (including by consolidating our due diligence practices and activities into a central conflict minerals management system and digitizing, and automating the collection of, the Certifications to allow for real-time updates) and to encourage more widespread adoption of robust supply chain practices on the part of the Suppliers in the future. In addition, the Company is currently reevaluating its current sourcing procedures in order to determine better methods to identify in advance those potential Suppliers that may source Conflict Minerals from one or more of the Covered Countries, as well as in such cases the status of applicable smelters. Further, the Company continues to review its contracts with its Suppliers to ensure they contain a representation that the products supplied do not contain any Conflict Minerals sourced from any of the Covered Countries (and a covenant that the Company be alerted should such representation change) and seek to amend legacy contracts that do not include such representation and covenant to include such language. The Company intends to follow up with Suppliers that have not responded to its inquiries in a timely manner (with more frequent inquiries and reminders to such Suppliers of their contractual obligations to respond timely to such inquirers) and consider further action under its policy.


Annex I

Smelters Identified by Reporting Supplier 1

 

Metal

  

Smelter Name

  

Smelter Country

  

Smelter ID

Gold

   8853 S.p.A.    ITALY    CID002763

Gold

   Advanced Chemical Company    UNITED STATES OF AMERICA    CID000015

Gold

   Aida Chemical Industries Co., Ltd.    JAPAN    CID000019

Gold

   Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY    CID000035

Gold

   Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN    CID000041

Gold

   AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL    CID000058

Gold

   Argor-Heraeus S.A.    SWITZERLAND    CID000077

Gold

   Asahi Pretec Corp.    JAPAN    CID000082

Gold

   Asahi Refining Canada Ltd.    CANADA    CID000924

Gold

   Asahi Refining USA Inc.    UNITED STATES OF AMERICA    CID000920

Gold

   Asaka Riken Co., Ltd.    JAPAN    CID000090

Gold

   AU Traders and Refiners    SOUTH AFRICA    CID002850

Gold

   Aurubis AG    GERMANY    CID000113

Gold

   Bangalore Refinery    INDIA    CID002863

Gold

   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES    CID000128

Gold

   Boliden AB    SWEDEN    CID000157

Gold

   C. Hafner GmbH + Co. KG    GERMANY    CID000176

Gold

   CCR Refinery – Glencore Canada Corporation    CANADA    CID000185

Gold

   Cendres + Metaux S.A.    SWITZERLAND    CID000189

Gold

   Chimet S.p.A.    ITALY    CID000233

Gold

   DODUCO Contacts and Refining GmbH    GERMANY    CID000362

Gold

   Dowa    JAPAN    CID000401

Gold

   DS PRETECH Co., Ltd.    KOREA, REPUBLIC OF    CID003195

Gold

   DSC (Do Sung Corporation)    KOREA, REPUBLIC OF    CID000359

Gold

   Eco-System Recycling Co., Ltd.    JAPAN    CID000425

Gold

   Emirates Gold DMCC    UNITED ARAB EMIRATES    CID002561

Gold

   Geib Refining Corporation    UNITED STATES OF AMERICA    CID002459

Gold

   Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA    CID002243

Gold

   HeeSung Metal Ltd.    KOREA, REPUBLIC OF    CID000689

Gold

   Heimerle + Meule GmbH    GERMANY    CID000694

Gold

   Heraeus Metals Hong Kong Ltd.    CHINA    CID000707

Gold

   Heraeus Precious Metals GmbH & Co. KG    GERMANY    CID000711

Gold

   Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA    CID000801

Gold

   Ishifuku Metal Industry Co., Ltd.    JAPAN    CID000807

Gold

   Istanbul Gold Refinery    TURKEY    CID000814

Gold

   Italpreziosi    ITALY    CID002765

Gold

   Japan Mint    JAPAN    CID000823


Metal

  

Smelter Name

  

Smelter Country

  

Smelter ID

Gold

   Jiangxi Copper Co., Ltd.    CHINA    CID000855

Gold

   JSC Uralelectromed    RUSSIAN FEDERATION    CID000929

Gold

   JX Nippon Mining & Metals Co., Ltd.    JAPAN    CID000937

Gold

   Kazzinc    KAZAKHSTAN    CID000957

Gold

   Kennecott Utah Copper LLC    UNITED STATES OF AMERICA    CID000969

Gold

   KGHM Polska Miedz Spolka Akcyjna    POLAND    CID002511

Gold

   Kojima Chemicals Co., Ltd.    JAPAN    CID000981

Gold

   Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF    CID002605

Gold

   Kyrgyzaltyn JSC    KYRGYZSTAN    CID001029

Gold

   L’Orfebre S.A.    ANDORRA    CID002762

Gold

   LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF    CID001078

Gold

   Marsam Metals    BRAZIL    CID002606

Gold

   Materion    UNITED STATES OF AMERICA    CID001113

Gold

   Matsuda Sangyo Co., Ltd.    JAPAN    CID001119

Gold

   Metalor Technologies (Hong Kong) Ltd.    CHINA    CID001149

Gold

   Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE    CID001152

Gold

   Metalor Technologies (Suzhou) Ltd.    CHINA    CID001147

Gold

   Metalor Technologies S.A.    SWITZERLAND    CID001153

Gold

   Metalor USA Refining Corporation    UNITED STATES OF AMERICA    CID001157

Gold

   Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO    CID001161

Gold

   Mitsubishi Materials Corporation    JAPAN    CID001188

Gold

   Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001193

Gold

   MMTC-PAMP India Pvt., Ltd.    INDIA    CID002509

Gold

   Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION    CID001204

Gold

   Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY    CID001220

Gold

   Nihon Material Co., Ltd.    JAPAN    CID001259

Gold

   Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA    CID002779

Gold

   Ohura Precious Metal Industry Co., Ltd.    JAPAN    CID001325

Gold

   OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION    CID001326

Gold

   OJSC Novosibirsk Refinery    RUSSIAN FEDERATION    CID000493

Gold

   PAMP S.A.    SWITZERLAND    CID001352

Gold

   Planta Recuperadora de Metales SpA    CHILE    CID002919

Gold

   Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION    CID001386

Gold

   PT Aneka Tambang (Persero) Tbk    INDONESIA    CID001397

Gold

   PX Precinox S.A.    SWITZERLAND    CID001498

Gold

   Rand Refinery (Pty) Ltd.    SOUTH AFRICA    CID001512

Gold

   REMONDIS PMR B.V.    NETHERLANDS    CID002582

Gold

   Royal Canadian Mint    CANADA    CID001534

Gold

   SAAMP    FRANCE    CID002761

Gold

   Safimet S.p.A    ITALY    CID002973

Gold

   SAXONIA Edelmetalle GmbH    GERMANY    CID002777

Gold

   SEMPSA Joyeria Plateria S.A.    SPAIN    CID001585


Metal

  

Smelter Name

  

Smelter Country

  

Smelter ID

Gold

   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA    CID001622

Gold

   Sichuan Tianze Precious Metals Co., Ltd.    CHINA    CID001736

Gold

   Singway Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA    CID002516

Gold

   SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION    CID001756

Gold

   Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA    CID001761

Gold

   Sumitomo Metal Mining Co., Ltd.    JAPAN    CID001798

Gold

   SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF    CID002918

Gold

   T.C.A S.p.A    ITALY    CID002580

Gold

   Tanaka Kikinzoku Kogyo K.K.    JAPAN    CID001875

Gold

   The Refinery of Shandong Gold Mining Co., Ltd.    CHINA    CID001916

Gold

   Tokuriki Honten Co., Ltd.    JAPAN    CID001938

Gold

   Torecom    KOREA, REPUBLIC OF    CID001955

Gold

   Umicore Brasil Ltda.    BRAZIL    CID001977

Gold

   Umicore Precious Metals Thailand    THAILAND    CID002314

Gold

   Umicore S.A. Business Unit Precious Metals Refining    BELGIUM    CID001980

Gold

   United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA    CID001993

Gold

   Valcambi S.A.    SWITZERLAND    CID002003

Gold

   Western Australian Mint (T/a The Perth Mint)    AUSTRALIA    CID002030

Gold

   WIELAND Edelmetalle GmbH    GERMANY    CID002778

Gold

   Yamakin Co., Ltd.    JAPAN    CID002100

Gold

   Yokohama Metal Co., Ltd.    JAPAN    CID002129

Gold

   Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    CID002224

Tantalum

   Asaka Riken Co., Ltd.    JAPAN    CID000092

Tantalum

   Changsha South Tantalum Niobium Co., Ltd.    CHINA    CID000211

Tantalum

   D Block Metals, LLC    UNITED STATES OF AMERICA    CID002504

Tantalum

   Exotech Inc.    UNITED STATES OF AMERICA    CID000456

Tantalum

   F&X Electro-Materials Ltd.    CHINA    CID000460

Tantalum

   FIR Metals & Resource Ltd.    CHINA    CID002505

Tantalum

   Global Advanced Metals Aizu    JAPAN    CID002558

Tantalum

   Global Advanced Metals Boyertown    UNITED STATES OF AMERICA    CID002557

Tantalum

   Guangdong Rising Rare Metals-EO Materials Ltd.    CHINA    CID000291

Tantalum

   Guangdong Zhiyuan New Material Co., Ltd.    CHINA    CID000616

Tantalum

   H.C. Starck Co., Ltd.    THAILAND    CID002544

Tantalum

   H.C. Starck Hermsdorf GmbH    GERMANY    CID002547

Tantalum

   H.C. Starck Inc.    UNITED STATES OF AMERICA    CID002548

Tantalum

   H.C. Starck Ltd.    JAPAN    CID002549

Tantalum

   H.C. Starck Smelting GmbH & Co. KG    GERMANY    CID002550

Tantalum

   H.C. Starck Tantalum and Niobium GmbH    GERMANY    CID002545


Metal

  

Smelter Name

  

Smelter Country

  

Smelter ID

Tantalum

   Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA    CID002492

Tantalum

   Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA    CID002512

Tantalum

   Jiangxi Tuohong New Raw Material    CHINA    CID002842

Tantalum

   JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA    CID000914

Tantalum

   Jiujiang Tanbre Co., Ltd.    CHINA    CID000917

Tantalum

   Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA    CID002506

Tantalum

   KEMET Blue Metals    MEXICO    CID002539

Tantalum

   KEMET Blue Powder    UNITED STATES OF AMERICA    CID002568

Tantalum

   LSM Brasil S.A.    BRAZIL    CID001076

Tantalum

   Metallurgical Products India Pvt., Ltd.    INDIA    CID001163

Tantalum

   Mineracao Taboca S.A.    BRAZIL    CID001175

Tantalum

   Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001192

Tantalum

   Ningxia Orient Tantalum Industry Co., Ltd.    CHINA    CID001277

Tantalum

   Power Resources Ltd.    MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF    CID002847

Tantalum

   QuantumClean    UNITED STATES OF AMERICA    CID001508

Tantalum

   Resind Industria e Comercio Ltda.    BRAZIL    CID002707

Tantalum

   RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA    CID001522

Tantalum

   Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION    CID001769

Tantalum

   Taki Chemical Co., Ltd.    JAPAN    CID001869

Tantalum

   Telex Metals    UNITED STATES OF AMERICA    CID001891

Tantalum

   Ulba Metallurgical Plant JSC    KAZAKHSTAN    CID001969

Tantalum

   XinXing HaoRong Electronic Material Co., Ltd.    CHINA    CID002508

Tin

   Alpha    UNITED STATES OF AMERICA    CID000292

Tin

   Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA    CID000228

Tin

   Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA    CID003190

Tin

   China Tin Group Co., Ltd.    CHINA    CID001070

Tin

   CV Ayi Jaya    INDONESIA    CID002570

Tin

   CV Dua Sekawan    INDONESIA    CID002592

Tin

   CV United Smelting    INDONESIA    CID000315

Tin

   CV Venus Inti Perkasa    INDONESIA    CID002455

Tin

   Dowa    JAPAN    CID000402

Tin

   EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)    CID000438

Tin

   Fenix Metals    POLAND    CID000468

Tin

   Gejiu Fengming Metallurgy Chemical Plant    CHINA    CID002848

Tin

   Gejiu Kai Meng Industry and Trade LLC    CHINA    CID000942

Tin

   Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    CID000538

Tin

   Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA    CID001908


Metal

  

Smelter Name

  

Smelter Country

  

Smelter ID

Tin

   Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA    CID000555

Tin

   Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA    CID003116

Tin

   Guanyang Guida Nonferrous Metal Smelting Plant    CHINA    CID002849

Tin

   HuiChang Hill Tin Industry Co., Ltd.    CHINA    CID002844

Tin

   Huichang Jinshunda Tin Co., Ltd.    CHINA    CID000760

Tin

   Jiangxi New Nanshan Technology Ltd.    CHINA    CID001231

Tin

   Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL    CID002468

Tin

   Malaysia Smelting Corporation (MSC)    MALAYSIA    CID001105

Tin

   Melt Metais e Ligas S.A.    BRAZIL    CID002500

Tin

   Metallic Resources, Inc.    UNITED STATES OF AMERICA    CID001142

Tin

   Metallo Belgium N.V.    BELGIUM    CID002773

Tin

   Metallo Spain S.L.U.    SPAIN    CID002774

Tin

   Mineracao Taboca S.A.    BRAZIL    CID001173

Tin

   Minsur    PERU    CID001182

Tin

   Mitsubishi Materials Corporation    JAPAN    CID001191

Tin

   O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND    CID001314

Tin

   O.M. Manufacturing Philippines, Inc.    PHILIPPINES    CID002517

Tin

   Operaciones Metalurgicas S.A.    BOLIVIA (PLURINATIONAL STATE OF)    CID001337

Tin

   PT Aries Kencana Sejahtera    INDONESIA    CID000309

Tin

   PT Artha Cipta Langgeng    INDONESIA    CID001399

Tin

   PT ATD Makmur Mandiri Jaya    INDONESIA    CID002503

Tin

   PT Babel Inti Perkasa    INDONESIA    CID001402

Tin

   PT Bangka Prima Tin    INDONESIA    CID002776

Tin

   PT Bangka Tin Industry    INDONESIA    CID001419

Tin

   PT Belitung Industri Sejahtera    INDONESIA    CID001421

Tin

   PT Bukit Timah    INDONESIA    CID001428

Tin

   PT DS Jaya Abadi    INDONESIA    CID001434

Tin

   PT Inti Stania Prima    INDONESIA    CID002530

Tin

   PT Menara Cipta Mulia    INDONESIA    CID002835

Tin

   PT Mitra Stania Prima    INDONESIA    CID001453

Tin

   PT Panca Mega Persada    INDONESIA    CID001457

Tin

   PT Prima Timah Utama    INDONESIA    CID001458

Tin

   PT Rajehan Ariq    INDONESIA    CID002593

Tin

   PT Refined Bangka Tin    INDONESIA    CID001460

Tin

   PT Sariwiguna Binasentosa    INDONESIA    CID001463

Tin

   PT Stanindo Inti Perkasa    INDONESIA    CID001468

Tin

   PT Sukses Inti Makmur    INDONESIA    CID002816

Tin

   PT Timah Tbk Kundur    INDONESIA    CID001477

Tin

   PT Timah Tbk Mentok    INDONESIA    CID001482

Tin

   PT Tinindo Inter Nusa    INDONESIA    CID001490

Tin

   PT Tommy Utama    INDONESIA    CID001493


Metal

  

Smelter Name

  

Smelter Country

  

Smelter ID

Tin

   Resind Industria e Comercio Ltda.    BRAZIL    CID002706

Tin

   Rui Da Hung    TAIWAN, PROVINCE OF CHINA    CID001539

Tin

   Soft Metais Ltda.    BRAZIL    CID001758

Tin

   Thai Nguyen Mining and Metallurgy Co., Ltd.    VIET NAM    CID002834

Tin

   Thaisarco    THAILAND    CID001898

Tin

   Tin Technology & Refining    UNITED STATES OF AMERICA    CID003325

Tin

   White Solder Metalurgia e Mineracao Ltda.    BRAZIL    CID002036

Tin

   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    CID002158

Tin

   Yunnan Tin Company Limited    CHINA    CID002180

Tungsten

   A.L.M.T. Corp.    JAPAN    CID000004

Tungsten

   ACL Metais Eireli    BRAZIL    CID002833

Tungsten

   Asia Tungsten Products Vietnam Ltd.    VIET NAM    CID002502

Tungsten

   Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA    CID002513

Tungsten

   Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA    CID000258

Tungsten

   Fujian Jinxin Tungsten Co., Ltd.    CHINA    CID000499

Tungsten

   Ganzhou Haichuang Tungsten Co., Ltd.    CHINA    CID002645

Tungsten

   Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA    CID000875

Tungsten

   Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA    CID002315

Tungsten

   Ganzhou Seadragon W & Mo Co., Ltd.    CHINA    CID002494

Tungsten

   Global Tungsten & Powders Corp.    UNITED STATES OF AMERICA    CID000568

Tungsten

   Guangdong Xianglu Tungsten Co., Ltd.    CHINA    CID000218

Tungsten

   H.C. Starck Smelting GmbH & Co. KG    GERMANY    CID002542

Tungsten

   H.C. Starck Tungsten GmbH    GERMANY    CID002541

Tungsten

   Hunan Chenzhou Mining Co., Ltd.    CHINA    CID000766

Tungsten

   Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CHINA    CID002579

Tungsten

   Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA    CID000769

Tungsten

   Hydrometallurg, JSC    RUSSIAN FEDERATION    CID002649

Tungsten

   Japan New Metals Co., Ltd.    JAPAN    CID000825

Tungsten

   Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA    CID002551

Tungsten

   Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA    CID002321

Tungsten

   Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA    CID002318

Tungsten

   Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA    CID002317

Tungsten

   Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA    CID002316

Tungsten

   Kennametal Fallon    UNITED STATES OF AMERICA    CID000966

Tungsten

   Kennametal Huntsville    UNITED STATES OF AMERICA    CID000105

Tungsten

   KGETS Co., Ltd.    KOREA, REPUBLIC OF    CID003388

Tungsten

   Malipo Haiyu Tungsten Co., Ltd.    CHINA    CID002319


Metal

  

Smelter Name

  

Smelter Country

  

Smelter ID

Tungsten

   Masan Tungsten Chemical LLC (MTC)    VIET NAM    CID002543

Tungsten

   Moliren Ltd.    RUSSIAN FEDERATION    CID002845

Tungsten

   Niagara Refining LLC    UNITED STATES OF AMERICA    CID002589

Tungsten

   Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES    CID002827

Tungsten

   Tejing (Vietnam) Tungsten Co., Ltd.    VIET NAM    CID001889

Tungsten

   Unecha Refractory metals plant    RUSSIAN FEDERATION    CID002724

Tungsten

   Wolfram Bergbau und Hutten AG    AUSTRIA    CID002044

Tungsten

   Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF    CID002843

Tungsten

   Xiamen Tungsten (H.C.) Co., Ltd.    CHINA    CID002320

Tungsten

   Xiamen Tungsten Co., Ltd.    CHINA    CID002082

Tungsten

   Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA    CID002830

Tungsten

   Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CHINA    CID002095


Annex II

Smelters Identified by Reporting Supplier 2

 

Metal

  

Smelter Name

  

Smelter Country

  

Smelter ID

Tin

   Alpha    UNITED STATES OF AMERICA    CID000292

Tin

   Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA    CID000228

Tin

   Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA    CID003190

Tin

   China Tin Group Co., Ltd.    CHINA    CID001070

Tin

   Dowa    JAPAN    CID000402

Tin

   EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)    CID000438

Tin

   Fenix Metals    POLAND    CID000468

Tin

   Gejiu Fengming Metallurgy Chemical Plant    CHINA    CID002848

Tin

   Gejiu Kai Meng Industry and Trade LLC    CHINA    CID000942

Tin

   Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    CID000538

Tin

   Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA    CID001908

Tin

   Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA    CID003116

Tin

   Guanyang Guida Nonferrous Metal Smelting Plant    CHINA    CID002849

Tin

   HuiChang Hill Tin Industry Co., Ltd.    CHINA    CID002844

Tin

   Huichang Jinshunda Tin Co., Ltd.    CHINA    CID000760

Tin

   Jiangxi New Nanshan Technology Ltd.    CHINA    CID001231

Tin

   Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL    CID002468

Tin

   Malaysia Smelting Corporation (MSC)    MALAYSIA    CID001105

Tin

   Melt Metais e Ligas S.A.    BRAZIL    CID002500

Tin

   Metallic Resources, Inc.    UNITED STATES OF AMERICA    CID001142

Tin

   Metallo Belgium N.V.    BELGIUM    CID002773

Tin

   Metallo Spain S.L.U.    SPAIN    CID002774

Tin

   Mineracao Taboca S.A.    BRAZIL    CID001173

Tin

   Minsur    PERU    CID001182

Tin

   Mitsubishi Materials Corporation    JAPAN    CID001191

Tin

   Modeltech Sdn Bhd    MALAYSIA    CID002858

Tin

   O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND    CID001314

Tin

   O.M. Manufacturing Philippines, Inc.    PHILIPPINES    CID002517

Tin

   Operaciones Metalurgicas S.A.    BOLIVIA (PLURINATIONAL STATE OF)    CID001337

Tin

   PT Mitra Stania Prima    INDONESIA    CID001453

Tin

   PT Refined Bangka Tin    INDONESIA    CID001460

Tin

   PT Timah Tbk Kundur    INDONESIA    CID001477

Tin

   PT Timah Tbk Mentok    INDONESIA    CID001482

Tin

   Resind Industria e Comercio Ltda.    BRAZIL    CID002706

Tin

   Rui Da Hung    TAIWAN, PROVINCE OF CHINA    CID001539

Tin

   Soft Metais Ltda.    BRAZIL    CID001758


Metal

  

Smelter Name

  

Smelter Country

  

Smelter ID

Tin

   Thaisarco    THAILAND    CID001898

Tin

   White Solder Metalurgia e Mineracao Ltda.    BRAZIL    CID002036

Tin

   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    CID002158

Tin

   Yunnan Tin Company Limited    CHINA    CID002180

Gold

   Advanced Chemical Company    UNITED STATES OF AMERICA    CID000015

Gold

   Aida Chemical Industries Co., Ltd.    JAPAN    CID000019

Gold

   Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES    CID002560

Gold

   Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY    CID000035

Gold

   Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN    CID000041

Gold

   AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL    CID000058

Gold

   Argor-Heraeus S.A.    SWITZERLAND    CID000077

Gold

   Asahi Pretec Corp.    JAPAN    CID000082

Gold

   Asahi Refining Canada Ltd.    CANADA    CID000924

Gold

   Asahi Refining USA Inc.    UNITED STATES OF AMERICA    CID000920

Gold

   Asaka Riken Co., Ltd.    JAPAN    CID000090

Gold

   AU Traders and Refiners    SOUTH AFRICA    CID002850

Gold

   Aurubis AG    GERMANY    CID000113

Gold

   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES    CID000128

Gold

   Boliden AB    SWEDEN    CID000157

Gold

   C. Hafner GmbH + Co. KG    GERMANY    CID000176

Gold

   CCR Refinery – Glencore Canada Corporation    CANADA    CID000185

Gold

   Cendres + Metaux S.A.    SWITZERLAND    CID000189

Gold

   Chimet S.p.A.    ITALY    CID000233

Gold

   DODUCO Contacts and Refining GmbH    GERMANY    CID000362

Gold

   Dowa    JAPAN    CID000401

Gold

   DSC (Do Sung Corporation)    KOREA, REPUBLIC OF    CID000359

Gold

   Eco-System Recycling Co., Ltd.    JAPAN    CID000425

Gold

   Emirates Gold DMCC    UNITED ARAB EMIRATES    CID002561

Gold

   Geib Refining Corporation    UNITED STATES OF AMERICA    CID002459

Gold

   Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA    CID002243

Gold

   HeeSung Metal Ltd.    KOREA, REPUBLIC OF    CID000689

Gold

   Heimerle + Meule GmbH    GERMANY    CID000694

Gold

   Heraeus Metals Hong Kong Ltd.    CHINA    CID000707

Gold

   Heraeus Precious Metals GmbH & Co. KG    GERMANY    CID000711

Gold

   Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA    CID000801

Gold

   Ishifuku Metal Industry Co., Ltd.    JAPAN    CID000807

Gold

   Istanbul Gold Refinery    TURKEY    CID000814

Gold

   Italpreziosi    ITALY    CID002765


Metal

  

Smelter Name

  

Smelter Country

  

Smelter ID

Gold

   Japan Mint    JAPAN    CID000823

Gold

   Jiangxi Copper Co., Ltd.    CHINA    CID000855

Gold

   JSC Uralelectromed    RUSSIAN FEDERATION    CID000929

Gold

   JX Nippon Mining & Metals Co., Ltd.    JAPAN    CID000937

Gold

   Kazzinc    KAZAKHSTAN    CID000957

Gold

   Kennecott Utah Copper LLC    UNITED STATES OF AMERICA    CID000969

Gold

   Kojima Chemicals Co., Ltd.    JAPAN    CID000981

Gold

   Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF    CID002605

Gold

   Kyrgyzaltyn JSC    KYRGYZSTAN    CID001029

Gold

   L’Orfebre S.A.    ANDORRA    CID002762

Gold

   LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF    CID001078

Gold

   Marsam Metals    BRAZIL    CID002606

Gold

   Materion    UNITED STATES OF AMERICA    CID001113

Gold

   Matsuda Sangyo Co., Ltd.    JAPAN    CID001119

Gold

   Metalor Technologies (Hong Kong) Ltd.    CHINA    CID001149

Gold

   Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE    CID001152

Gold

   Metalor Technologies (Suzhou) Ltd.    CHINA    CID001147

Gold

   Metalor Technologies S.A.    SWITZERLAND    CID001153

Gold

   Metalor USA Refining Corporation    UNITED STATES OF AMERICA    CID001157

Gold

   Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO    CID001161

Gold

   Mitsubishi Materials Corporation    JAPAN    CID001188

Gold

   Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001193

Gold

   MMTC-PAMP India Pvt., Ltd.    INDIA    CID002509

Gold

   Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION    CID001204

Gold

   Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY    CID001220

Gold

   Nihon Material Co., Ltd.    JAPAN    CID001259

Gold

   Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA    CID002779

Gold

   Ohura Precious Metal Industry Co., Ltd.    JAPAN    CID001325

Gold

   OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION    CID001326

Gold

   OJSC Novosibirsk Refinery    RUSSIAN FEDERATION    CID000493

Gold

   PAMP S.A.    SWITZERLAND    CID001352

Gold

   Planta Recuperadora de Metales SpA    CHILE    CID002919

Gold

   Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION    CID001386

Gold

   PT Aneka Tambang (Persero) Tbk    INDONESIA    CID001397

Gold

   PX Precinox S.A.    SWITZERLAND    CID001498

Gold

   Rand Refinery (Pty) Ltd.    SOUTH AFRICA    CID001512

Gold

   Royal Canadian Mint    CANADA    CID001534

Gold

   SAAMP    FRANCE    CID002761

Gold

   Safimet S.p.A    ITALY    CID002973

Gold

   Samduck Precious Metals    KOREA, REPUBLIC OF    CID001555

Gold

   SAXONIA Edelmetalle GmbH    GERMANY    CID002777

Gold

   SEMPSA Joyeria Plateria S.A.    SPAIN    CID001585


Metal

  

Smelter Name

  

Smelter Country

  

Smelter ID

Gold

   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA    CID001622

Gold

   Sichuan Tianze Precious Metals Co., Ltd.    CHINA    CID001736

Gold

   Singway Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA    CID002516

Gold

   SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION    CID001756

Gold

   Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA    CID001761

Gold

   Sumitomo Metal Mining Co., Ltd.    JAPAN    CID001798

Gold

   SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF    CID002918

Gold

   T.C.A S.p.A    ITALY    CID002580

Gold

   Tanaka Kikinzoku Kogyo K.K.    JAPAN    CID001875

Gold

   The Refinery of Shandong Gold Mining Co., Ltd.    CHINA    CID001916

Gold

   Tokuriki Honten Co., Ltd.    JAPAN    CID001938

Gold

   Torecom    KOREA, REPUBLIC OF    CID001955

Gold

   Umicore Brasil Ltda.    BRAZIL    CID001977

Gold

   Umicore Precious Metals Thailand    THAILAND    CID002314

Gold

   Umicore S.A. Business Unit Precious Metals Refining    BELGIUM    CID001980

Gold

   United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA    CID001993

Gold

   Valcambi S.A.    SWITZERLAND    CID002003

Gold

   Western Australian Mint (T/a The Perth Mint)    AUSTRALIA    CID002030

Gold

   Yamakin Co., Ltd.    JAPAN    CID002100

Gold

   Yokohama Metal Co., Ltd.    JAPAN    CID002129

Gold

   Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    CID002224